EPSTEIN
page 4 / 290 . OCR, unverified
METADATA_FILENAME: EFTA01521294.pdf
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GHISLAINE MAXWELL
ACCT.
For the Period 7/1/12 to 7/31/12
Account Summary
CONTINUED
Tax Summary
Current
Period Value
Year-to-Date
Value
Domestic Dividendstrstributions
8,181.68
Foreign Dividends
1,327.95
9,987.41
Currency Gain/Loss
(15,376.52)
Interest Income
16,960.42
59,170.77
Taxable Income
Tax-Exempt Income
618,309.37
1,250.00
661,94334
6,250.00
Bond Premium AmortIzadon
(532.84)
(1,489.91)
Tax-Exempt Income
6717.16
114,760.09
Cost Summary
cost
EtaRY
764,967.39
Cash & Fixed Income
7,367,060.86
Other
90364.18
Total
$8.222.392.46
JP Morgan
Current
Year-to-Date
Period Value
Value
ST Realized Gain/Loss
(45.626 77)
LT Realized Gain/Loss
(70,995 24)
Realized CiaIntoss
($116.622.01)
To-Date Value
Unrealized Mathias,
(S131.645.50)
Page 3 of 31
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00048668
SDNY_GM_00317866
EFTA01521294
--- SOURCE: IMAGES__0133__EFTA01521295.txt ---
METADATA_SOURCE: IMAGES0133
METADATA_FILENAME: EFTA01521295.pdf
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GHISLAINE MAXWELL
ACCT
For the Period 7/1/12 to 7/31/12
Equity Summary
Asset Categories
Beginning
Market Value
Ending
Market Value
Change
In Value
Current
Allocation
Asset Categories
US Large Cap Equity
55.277.08
54.327.28
(949.80)
1%
US Small/Mk! Cap Equity
5,130.00
5,160.00
30.00
1%
Non-US Equity
142.05
138.50
(3.55)
1%
Preferred Stocks
441,281.00
444,730.00
3,469.00
5%
Preferred Stocks
Concentrated 8 Other Equity
197.643.50
198494.00
850.50
2%
N*?US Equity
Total Value
$699,453.63
5702,849.78
$3,396.15
10%
Market Value/Cost
Current
Period Value
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
702,849.78
784,967.39
(62.117.61)
45,693.48
4,849.00
6.48%
US Small Mid Cap Spurt),
US Large Cap Equity
Equity as a percentage of your portfolio - 10 %
Concentrated 6 Other Equity
Adjusted Tax Cost
Unrealized
Est. Annual Inc.
Price
Quantity
Value
Original Cost
Gain/Loss
Accrued Div.
Yield
US Large Cap Equity
APACHE CORP
037411-10-5 APA
86.12
95.000
8,181.40
11,403.30
(3,221.90)
64.60
0.79%
16.15
JP Morgan
Page 4 of 31
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00048669
SDNY_GM_00317867
EFTA01521295
--- SOURCE: IMAGES__0133__EFTA01521296.txt ---
METADATA_SOURCE: IMAGES0133
METADATA_FILENAME: EFTA01521296.pdf
----------------------------------------
GHISLAINE MAXWELL
ACCT.
For the Period 711/12 to 7/31/12
Price
Quantity
Value
Adjusted Tax Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Yield
Onginal Cost
Accrued Div.
US Large Cap Equity
BANK OF AMERICA CORP
050505-10-4 BAC
7.34
944.000
8925.96
10,148.85
(3,219.89)
37.76
0.54%
CMGROUP INC NEW
27.13
358.000
9,712.54
14,048.52
(4,335.98)
14.32
0.15%
172967-424 C
PROSHARES ULTRASHORT S&P 600
15.16
1,000.000
15,160.00
44,809.50
(29,649.50)
74347R-88-3 SDS
PROSHARES TRUST
31.48
200.000
8.292.00
28,203.50
(19,911.50)
74347X-23-7 OID
SCHLUMBERGER LTD
71.26
113.000
8,052.38
9.524 04
(1.471 66)
124.30
1.54%
806857-10-8 SIB
Total US Large Cap Equity
064,32728
$116,137.71
($61.810.43)
$240.98
0.44%
$10.16
US Small/Mid Cap Equity
GEFtON COFIP
1.72
3,000.000
5,160.00
18,129.32
(12,969.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
46.17
3.000
138.50
212.23
(73 73
ISIN G80007188757 SEDOL 0718875
766994-90-9 GBP
JP Morgan
Page 5 of 31
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00048670
SDNY_GM_00317868
EFTA01521296
--- SOURCE: IMAGES__0133__EFTA01521297.txt ---
METADATA_SOURCE: IMAGES0133
METADATA_FILENAME: EFTA01521297.pdf
----------------------------------------
GHISLAINE MAXWELL
ACCT.
For the Period 711/12 to 7/31/12
Price
Quantity
Value
Adjusted Tax Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Yield
0nginal Cost
Accrued Div.
Preferred Stocks
CITIGROUP CAPITAL XIII
27.39
10000.000
273,900.00
261,300.00
12,600.00
19690.00
7.19%
7,6% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
24.90
4,200.000
104,580.00
98,778.96
5,931.04
7.350.00
7.03%
7% PFD
1,837.50
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX
26.50
2,500.000
66,250.00
62,500.00
3,750.00
4,187.50
6.32%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks
$444,730.00
$422,670.94
$22,161.04
S31,227.50
7.02%
51.837.50
Concentrated & Other Equity
GENERAL MOTORS CO
33.47
1,000.000
33,470.00
50,000 CO
(16,530.00)
2,375.00
7.10%
CV PFD B
37045V-20-9 GM PB
JPM0FtGAN CHASE & CO
110.02
150000.000
165,024.00
157 909 17
7,114.83
11,850.00
7.13%
7.9% PFD STK APR 30 2049
2,995.35
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
6199,494.00
5207,909.17
($9,416.17)
$14,226.00
7.12%
52.995.35
JP Morgan
Page 6 of 31
Confidential Treatment Requested by JPMorgan